Application and certification process

What is CoreTrustSeal?

Applicants achieving CoreTrustSeal certification as a trustworthy digital repository (TDR) offer active long-term preservation of digital objects (data and metadata) for a designated (defined) community of users. They comply with 16 ‘core’ level requirements around organisational infrastructure, digital object management, technology and security.

The Research Data Alliance (RDA) identified a demand for a single set of ‘core’ (low barrier to entry) TDR Requirements, which led to the development of the RDA-endorsed CoreTrustSeal Requirements and Certification process. The process is now maintained with the support of the RDA Working Group model. CoreTrustSeal is aligned with the OAIS model (ISO 14721:2012) and follows its assumptions about mandatory responsibilities.

The CoreTrustSeal is a not-for-profit foundation (Stichting) registered under Dutch law. The elected Board members are responsible for the 16 Requirements and certification process in line with their Statutes and Rules of Procedure.

Applicants are confidentially reviewed by two peer repositories that have previously achieved the CoreTrustSeal. Successful applications are made public. Certified repositories contribute to future assessments by joining the Assembly of Reviewers, which also makes them eligible for Board membership. Final decisions on peer reviews are overseen by the Board.

The CoreTrustSeal Requirements are revised every three years through an open and transparent process of public feedback.

Certified compliance with good practice enhances a repository’s reputation and increases visibility. However the CoreTrustSeal recognises that not all repositories are ready for formal certification and works to ensure that all guidance and supporting information is freely available. Digital preservation is a process of continuous monitoring and managed change that ensures that the digital objects remain understandable and reusable. Even without an immediate or final goal of certification, the community-driven CoreTrustSeal Requirements provide a common reference point that repository (meta)data services can use as a benchmark for self-assessment and improvement.

CoreTrustSeal in 2 minutes:

Who can apply for CoreTrustSeal?

An official representative working for an applicant organisation can open an application for the CoreTrustSeal. The applicant must have a mission that includes direct responsibility for the curation and long-term preservation of a specified collection of digital objects. The applicant must ensure provision of the appropriate infrastructure (documented policies, people and skills, workflows, and technologies) to preserve data and metadata, such that they remain accessible and reusable over time.

To fulfil this mission, the applicant must have sufficient expertise and management rights over the data to respond to changes in the technologies and the knowledge base of a well-defined Designated Community of users. Though the CoreTrustSeal certification remains domain-agnostic, applicants applying as specialist repositories must define the relevant domain or discipline they represent and reflect this in their evidence.

To ensure provision of a sufficient and sustained service an applicant may rely on third parties through insource (e.g. to a host organisation) or outsourcing, with the following exceptions:Preservation actions (e.g. format conversion or provision of emulation solutions) may be outsourced to a third party, but preservation planning and implementation decisions (R09) cannot. Long-term data preservation is a requirement for Trustworthy Digital Repository status through CoreTrustSeal certification. Outsourcing roles and relationships should be well-defined. All parties must provide evidence related to all of the functions or processes that they help undertake.

What is the timeline for CoreTrustSeal Applications?

The entire cycle of CoreTrustSeal certification from submitting a self assessment by the repository for the first time to approval or declination of the application by the CoreTrustSeal Board shall take a maximum of 2 years from the submission date.

The CoreTrustSeal application process consists of the following steps and indicative deadlines.

Who? What? When?
Applicant Submission of self assessment – version 1 Within three months of adding the applicant’s details to the tool.
Reviewers Review of self-assessment Within two months after payment of the fee or submitting the self-assessment when pre-payment applies.
Board Assessment of reviews and response to the applicant Within two weeks
Applicant Submission of self assessment – version 2 to 5 Within three months of receiving the reviewers feedback.
Reviewers Review of self-assessment – version 2 to 5 Within two months after submitting the self-assessment.
Board Assessment of reviews versions 2 to 5 and response to the applicant Within two weeks
Board Approval of the self assessment and notification of applicant Within two weeks after board approval
Board Decline of the self assessment and notification of applicant Within one month after board approval.

Notes:
* Inactive self assessments, that are not under review and which are over the stated deadlines will be removed from the online tool after several reminder mails have been sent.
* All approved CoreTrustSeal applications are archived in DataVerseNL and have received a Persistent Identifier (PID).

Recertification:
Certified repositories will automatically receive a reminder for renewal 6 month before their certification expires via the online tool. Their certification will also stay on the approved page for 6 months after the certification expires. This gives applicants a total of 1 year to complete their recertification.
The renewal process timeline depends amongst others on how long it takes the applicant to react to comments made by the reviewers, but also if they have worked on the improvements (if any) that were suggested by the reviewers in their current certification.
CoreTrustSeal will shorten the deadline for reviewer comments to 1 month instead of 2 and for a recertification the applicant will most likely not use the 5 review rounds but 3.

Administrative fee

Changed administrative fee from February 1, 2024
On September 21, 2023 a change to the CoreTrustSeal administrative fee was announced. From February 1st, 2024 onward, the fee will be 3000 EUR. The CoreTrustSeal is a peer based nonprofit organization seeking only to cover real costs. The increase was made to ensure the continued sustainability and effectiveness of CoreTrustSeal.

Which are the payment options for the administrative fee?

Invoices for the administrative fee are paid via wire transfer to our bank account. Please make sure that any fees for the transfer are paid by your financial department so that CoreTrustSeal receives the full amount of 3000 EUR.

In the case that your organization requires the use of its own specific invoicing system, please contact finance@coretrustseal.org to discuss the details.

Is it possible to obtain a joint invoice for multiple repositories?

Yes, CoreTrustSeal is happy to accept bulk payments for a group of several repositories.

In addition, a bulk discount of 25% for umbrella organizations certifying ten or more data repositories is available. The administrative fee must be paid upfront for processing ten or more certifications. The vouchers can be used during a 3-year period and additional vouchers can be added at the same discounted rate.

To inquire about the possibility of a bulk discount, please send a formal request to CoreTrustSeal Board via info@coretrustseal.org, shortly describing the group or network and confirming that the group will coordinate to align application statements and evidence wherever possible.

Are any waivers or discounts available on the administrative fee?

The administrative fee may be waived in exceptional cases and at the discretion of the CoreTrustSeal Board. For example repositories located in Low and Middle Income Countries may request a waiver. The decision to waive the administrative fee will depend on eligibility of the repository and solvency of the CoreTrustSeal Foundation.

The discounts we have available are: Bulk payments – see “joint invoices” (above) or “reviewers discount” see below.

Reviewers discount

When am I eligible for a reviewers discount?

Please see our process: Reviewers Discount page

How do I request a reviewers discount?

Send an email to finance@coretrustseal.org

How many reviews do I need to do to get a 33% discount?

A minimum of 6 reviews during your certification period.

How can I get reviews assigned?

If a reviewer is not connected to a repository anymore, where do we count their reviews?

The reviewer can indicate a repository where they ‘donate’ their reviews too.

Why is there a reviewer discount?

We greatly appreciate the volunteer effort our reviewers in the Assembly provide with their work. Our reviewers are an essential part of the healthy functioning of the CoreTrustSeal organisation, allowing other applications to be evaluated and improved. To reward significant effort in this volunteer position, we would like to reward those who continuously provide a high number of reviews.

Who is eligible for the reviewer discount?

Institutions that provide reviewers to the Assembly of Reviewers that work on a minimum of six (6) reviews during their certificate period are eligible for the discount.

If one institute/repository provides multiple reviewers to the Assembly of Reviewers, do their reviews add up for the discount of the organisation?

Yes an organisation can nominate several reviewers and indicate for which repository the review they do count.

What counts as one (1) review?

A review counts towards the discount when you have completed at least one round of feedback into the application. If the application ends up being rejected, withdrawn, or severely delayed in a new submission, your review still counts towards the discount. If you provide triage feedback and the application is deemed out of scope, your review still counts towards the discount. If your review is reassigned after the first round (or later) due to other reasons than non-responsiveness of the reviewer, the review still counts for the initial reviewer. The review will also count for the reviewer that takes on the review later in the process. Reviews are not counted per feedback round, completing all reviews rounds for one institute/repository counts as one (1) review.

In which period are the reviews counted towards the discount?

Reviews are counted from the date of certification of your institute/repository until the submission of your next recertification. For example, if your institute/repository receives its certification on 01/01/2026, and submits its first application for recertification on 01/01/2029, the payment process is triggered and the amount of reviews started between those dates are counted. If a review was already in process before your certification date, it does not count as a newly started review and is not included for the discount. If your institute/repository takes longer than three years to resubmit, the reviews are counted across that entire period of time.

How is it ensured that I get enough review opportunities to meet the discount threshold of six (6)?

Please send an email to info@coretrustseal.org to indicate that your organisation is interested in the reviewer discount. The CoreTrustSeal Secretariat will make a note and try to ensure that enough applications are assigned to the reviewers from your organisation within the time period.

I am no longer directly employed for an institute/repository that is eligible for CoreTrustSeal, but I still serve the Assembly of Reviewers. Can my reviews contribute towards a discount for a different institute/repository?

Yes, please indicate to info@coretrustseal.org which institute your reviews should be counted towards. Do note you can only indicate one institute that your reviews are counted for, and that it can only count towards a recertification of an already previously certified institute.

My institute has multiple repositories that we certify for CoreTrustSeal. Do my reviews count towards all those repositories?

You have to indicate which specific repository your reviews count towards. If you have multiple reviewers, you can divide this between you.

Our repository was renamed/rebranded/changed since our last certification. Do my reviews count towards a discount for this new repository?

You have to indicate which specific repository your reviews count towards. If you have multiple reviewers, you can divide this between your reviewers.

My application is part of a bulk payment, are we also eligible for the reviewer discount?

No, the reviewer discount does not apply on top of a bulk payment. If you would like to make use of the reviewer discount instead of the bulk payment, this should be clearly indicated and arranged with the institute responsible for the bulk payment, prior to the payment being processed.

My institute/repository is already in its recertification process / We forgot to indicate the reviewer discount during the payment process / I only reached six (6) reviews when my institute already resubmitted - can the discount be applied retroactively?

No, we do not apply the discount retroactively if your payment of the administrative fee was already processed. Please make sure to indicate clearly during the payment process if you want to apply the reviewer discount for your payment. You have the opportunity to check the invoice before you proceed to payment.